B2B Webinars

Understanding SEC Rule 10c-1a: What you need to know before the go-live

Transaction reporting & best execution
Asset Type : Webinar
Company Name : Cappitech
https://www.cappitech.com/resources/understanding-sec-rule-10c-1a-what-you-need-to-know-before-the-go-live/
Listen to our webinar replay where our Jonathan Tsang and Thomas Veneziano from Pirum provide updates on the SEC 10...

Transaction reporting & best execution
Asset Type : Webinar
Company Name : Cappitech
https://www.cappitech.com/resources/emir-refit-one-year-after-go-live/
Listen to Ron Finberg, Igor Kaplun and Andy Shanaghy discuss the EMIR REFIT"s one year anniversary, while als...

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4390142/5890EF8E780896619E93B7ABC1C03A7E
Short timelines, recurring filings plus a global set of regulators that each play by their own rules and timelines, makes for an ever changing web. Hear about the latest changes in short selling rules in APAC and the UK, what automation can be brought to the processes and learn how they impact you.

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4570233/224E4260605D002E4AED57886734BE55
We dive into Region---a crucial element of the LEADR Shareholding Disclosure framework. Discover why having a solid understanding of local laws and regulations is key when venturing into new markets. Get all the info you need in this webinar.

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4389842/FF092F27774C611B27C127EAA7F8A6CC
In the rush to automate shareholding disclosure, there"s something that"s being overlooked:**data** . In an arena where errors can lead to severe legal and financial repercussions, the importance of having the right data, and using it in the right way, cannot be overstated.

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4515840/A638E10EDDBF7C911855D08D4986973B
Aggregation is one of 5 key pillars of the **LEADR Shareholding Disclosure framework**. The depth and breadth of its obligations are often underestimated. But its importance in surveillance and reporting can"t be overstated.

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4713580/04EFF6A06D43C6C42FB16DA57E34A684
Missed our live webinar on US short selling? No problem! Over 500 people joined, but you can still catch it on demand to find out if 13f-2 will be partially or fully vacated. We"ve been following this closely, and with expert insights, we break it all down for you.

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4389850/6BC3237B1BDDDEDA5A0DA4E31F65819A
In this FundApps webinar, our panel of experts discussed the proposed amendments to SEC Section 13D-G reporting. With representatives from one of the world"s leading hedge funds and fund services providers, we dissect the SEC"s decision to extend the comment period, answer questions, and consider similar patterns across other proposed US rules.

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4713580/04EFF6A06D43C6C42FB16DA57E34A684
Short timelines, recurring filings plus a global set of regulators that each play by their own rules and timelines, makes for an ever changing web. Hear about the latest changes in short selling rules in APAC and the UK, what automation can be brought to the processes and learn how they impact you.