B2B Case Studies - Ungate

Discover the hidden insights of gated B2B Case Studies. Unlock unique research, expert opinion, and deep thought leadership from one central place.

6 Listings Found

Trade surveillance and market abuse

Is Your Crypto Trading Compliance Program Up to Speed?

Employee compliance & trade monitoring
Asset Type : Case Study
Company Name : StarCompliance
https://www.starcompliance.com/resource/employee-crypto-trading-compliance-checklist/
As cryptocurrency trading grows, so do the regulatory risks. Without the right compliance platform, firms risk hidden employee trading, undeclared accounts, MNPI abuse, and regulatory scrutiny.

Regulatory Change & Intelligence

Scaling KYB, Maintaining Compliance: Doing More While Staying Lean: A Success Story with Keyrock

KYB compliance automation with AI
Asset Type : Case Study
Company Name : Dotfile
https://resources.dotfile.com/keyrock-case-study
Keyrock wanted to be more efficient in their compliance processes. That meant spending less time verifying each counterparty and keeping a lean team even if the number of customers was growing. With new subsidiaries in several countries, the company sought to automate the most manual and low-value-added tasks.

Regulatory Change & Intelligence

Dotfile + Salesforce For 5x Faster Client Onboarding

KYB compliance automation with AI
Asset Type : Case Study
Company Name : Dotfile
https://resources.dotfile.com/dotfilesalesforce
Manual and fragmented processes lead to transparency and visibility issues, which slow down compliance workflows and result in bad and lengthy onboarding experiences. Businesses struggle with data collection, verification, and management, while customers are confused by recurring requests to provide the right information.

Regulatory Change & Intelligence

Defacto Streamlines Compliance With Dotfile

KYB compliance automation with AI
Asset Type : Case Study
Company Name : Dotfile
https://resources.dotfile.com/defacto-case-study
Defacto faced challenges in scaling compliance operations and needed a solution that would help to uphold its commitment to user experience while providing impeccable regulatory adherence.

Regulatory Change & Intelligence

Accelerating Onboarding and Boosting Efficiency: A Success Story with Roundtable

KYB compliance automation with AI
Asset Type : Case Study
Company Name : Dotfile
https://resources.dotfile.com/roundtable-case-study
Roundtable faced challenges in providing a good investor onboarding experience while maintaining compliance. They struggled with operational efficiency due to time-consuming and complex processes of connecting their previous solution with in-house Case Management.

Regulatory Change & Intelligence

Case Study: Analysis of financial services companies – Compliance.ai

Regulatory monitoring & updates
Asset Type : Case Study
Company Name : Compliance.ai
https://www.compliance.ai/case-study-analysis-of-financial-services-companies/
This informative case study breaks down the analysis of 11 financial services companies transforming their regulatory change management processes to lower their compliance operational costs by over 30 percent. Learn how using a regulatory change management solution can help.