Reporting & Regulatory Submissions

Guide to OTC Derivative Reporting of VPPAs

Transaction reporting & best execution
Asset Type : Report
Company Name : Cappitech
https://www.cappitech.com/resources/guide-to-otc-derivative-reporting-of-vppas/
As technologies and regulations change, firms turn to third-party solutions to optimize their regulatory reporting….

Transaction reporting & best execution
Asset Type : Webinar
Company Name : Cappitech
https://www.cappitech.com/resources/understanding-sec-rule-10c-1a-what-you-need-to-know-before-the-go-live/
Listen to our webinar replay where our Jonathan Tsang and Thomas Veneziano from Pirum provide updates on the SEC 10…

Transaction reporting & best execution
Asset Type : Report
Company Name : Cappitech
https://www.cappitech.com/resources/key-reg-reporting-highlights-q1-2025/
Read about the latest news surrounding global regulatory regimes from our team as they explore topics such as EMEA …

Transaction reporting & best execution
Asset Type : Webinar
Company Name : Cappitech
https://www.cappitech.com/resources/emir-refit-one-year-after-go-live/
Listen to Ron Finberg, Igor Kaplun and Andy Shanaghy discuss the EMIR REFIT"s one year anniversary, while als…

Transaction reporting & best execution
Asset Type : Report
Company Name : Cappitech
https://www.cappitech.com/resources/strategic-approach-to-reconciliation-in-regulatory-reporting/
Read our latest whitepaper where our experts deliver a comprehensive framework for transaction reporting reconcilia…

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4713580/04EFF6A06D43C6C42FB16DA57E34A684
Short timelines, recurring filings plus a global set of regulators that each play by their own rules and timelines, makes for an ever changing web. Hear about the latest changes in short selling rules in APAC and the UK, what automation can be brought to the processes and learn how they impact you.

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4390142/5890EF8E780896619E93B7ABC1C03A7E
Short timelines, recurring filings plus a global set of regulators that each play by their own rules and timelines, makes for an ever changing web. Hear about the latest changes in short selling rules in APAC and the UK, what automation can be brought to the processes and learn how they impact you.

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4570233/224E4260605D002E4AED57886734BE55
We dive into Region—a crucial element of the LEADR Shareholding Disclosure framework. Discover why having a solid understanding of local laws and regulations is key when venturing into new markets. Get all the info you need in this webinar.

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4389842/FF092F27774C611B27C127EAA7F8A6CC
In the rush to automate shareholding disclosure, there"s something that"s being overlooked:**data** . In an arena where errors can lead to severe legal and financial repercussions, the importance of having the right data, and using it in the right way, cannot be overstated.