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Trade surveillance and market abuse

The New Compliance Game: Thriving in a Mobile Communication Landscape

  • Communications capture & supervision
  • Asset Type : Guide
  • Company Name : Smarsh
  • https://www.smarsh.com/brief/thriving-in-mobile-compliance-landscape
  • Insights into how mobile technology is reshaping communication and collaboration within various sectors. Best practices for establishing effective mobile communication policies. How advanced compliance solutions can streamline processes and mitigate risks in a hybrid workforce
Trade surveillance and market abuse

How to Automate and Simplify Web Archiving

  • Communications capture & supervision
  • Asset Type : Guide
  • Company Name : Smarsh
  • https://www.smarsh.com/guides/how-to-automate-and-simplify-web-archiving
  • Financial services firms must maintain books and records to meet their supervision obligations. While capturing and archiving business-related communications across approved channels like emails, calls, and social media is a standard practice, the importance of archiving a firm"s website is often overlooked.
Trade surveillance and market abuse

Riding the Regulatory Wave

  • Employee compliance & trade monitoring
  • Asset Type : Ebook
  • Company Name : StarCompliance
  • https://www.starcompliance.com/resource/riding-the-regulatory-wave/
  • Staying on top of shifting regulations on a global scale can be daunting for any firm. With increasing scrutiny from regulators, emerging risks like shadow trading, the complexities of crypto trading, and evolving regional accountability regimes and consumer duty regulations, the stakes have never been higher.
Trade surveillance and market abuse

Take The UAE Employee Compliance Survey

  • Employee compliance & trade monitoring
  • Asset Type : Report
  • Company Name : StarCompliance
  • https://www.starcompliance.com/resource/the-uae-employee-compliance-survey/
  • Compliance in the UAE continues to evolve rapidly, driven by increased regulatory scrutiny, global standards alignment, and the country"s commitment to combating financial crime and enhancing transparency. Recent reforms across sectors have placed growing demands on compliance leaders to stay agile and informed. StarCompliance"s Employee Compliance Survey examines the current state of compliance in the UAE amid evolving regulations and implementation challenges. By gathering firsthand insights, the survey aims to capture a clear picture of today"s compliance landscape and highlight opportunities for support, improvement, and innovation.