Smarsh Intelligent Agent
Communications capture & supervision
Asset Type : Guide
Company Name : Smarsh
Compliance teams in financial services are under pressure to manage escalating communication volumes and accurately detect hidden risks.
Discover the hidden insights of gated B2B Guides. Unlock unique research, expert opinion, and deep thought leadership from one central place.
Guide to 2025 FINRA Annual Regulatory Oversight Report
Communications capture & supervision
Asset Type : Guide
Company Name : Smarsh
2025 FINRA Regulatory Oversight Report
The New Compliance Game: Thriving in a Mobile Communication Landscape
Communications capture & supervision
Asset Type : Guide
Company Name : Smarsh
Insights into how mobile technology is reshaping communication and collaboration within various sectors. Best practices for establishing effective mobile communication policies. How advanced compliance solutions can streamline processes and mitigate risks in a hybrid workforce
How to Create an Unstoppable Mobile Compliance Strategy
Communications capture & supervision
Asset Type : Guide
Company Name : Smarsh
Create a robust governance framework that includes all relevant stakeholders . Develop a mobility-focused task force . Find cost-effective solutions that streamline data preservation and address compliance challenges
How State and Local Agencies Can Build FOIA-Proof Archives
Communications capture & supervision
Asset Type : Guide
Company Name : Smarsh
Public records requests skyrocketed by 49% in 2024. Can your agency keep up?
How to Automate and Simplify Web Archiving
Communications capture & supervision
Asset Type : Guide
Company Name : Smarsh
Financial services firms must maintain books and records to meet their supervision obligations. While capturing and archiving business-related communications across approved channels like emails, calls, and social media is a standard practice, the importance of archiving a firm"s website is often overlooked.
Speed & Accuracy in Investigations: 5 Key Focus Areas
Trade & communications monitoring
Asset Type : Guide
Company Name : NICE Actimize
Financial crime investigations are more complex than ever. Manual processes add to the issue, causing lengthy investigations, inconsistencies and inefficiencies that put firms at risk.
Horizon Scanning Self-Assessment
AI-driven obligations & workflow
Asset Type : Guide
Company Name : Ascent
Take a quick self-assessment quiz to see how automation can help
AML Risk Assessment Guide
Email scans for spam/phishing/compliance
Asset Type : Guide
Company Name : Red Flag Alert
Red Flag Alert"s Ultimate Guide on how to perform an Anti-Money Laundering (AML) Risk Assessment.