Trade Surveillance & Market Abuse

Is Your Crypto Trading Compliance Program Up to Speed?

Employee compliance & trade monitoring
Asset Type : Case Study
Company Name : StarCompliance
https://www.starcompliance.com/resource/employee-crypto-trading-compliance-checklist/
As cryptocurrency trading grows, so do the regulatory risks. Without the right compliance platform, firms risk hidden employee trading, undeclared accounts, MNPI abuse, and regulatory scrutiny.

Employee compliance & trade monitoring
Asset Type : Ebook
Company Name : StarCompliance
https://www.starcompliance.com/resource/compliance-officers-ultimate-compliance-guide/
The Compliance Officer"s Ultimate Guide To Employee Compliance is a comprehensive resource offering actionable advice on how to build a compliance program at your firm that will keep you up to date, up to speed, and in the know.

Trade & communications monitoring
Asset Type : Ebook
Company Name : NICE Actimize
https://info.niceactimize.com/AML-Community-eBook.html
Traditional transaction monitoring tools often miss the bigger picture—overlooking how bad actors collaborate, evolve and conceal their activities within intricate networks.

AI decision automation for compliance
Asset Type : Ebook
Company Name : Actico
https://www.actico.com/knowledge-center/anti-money-laundering-with-machine-learning/
Compliance departments of banks and insurance companies have to check customers, accounts and transactions for money laundering. The soaring demands they face threaten to overwhelm staff capacity and become uneconomical. Compliance and IT managers see great potential for savings by reducing the number of false positives and minimizing the manual processes involved. And it"s here that AI components like machine learning can act as "boosters" by simplifying and accelerating processes.

AI decision automation for compliance
Asset Type : Ebook
Company Name : Actico
https://www.actico.com/knowledge-center/brochure-software-for-anti-money-laundering-and-customer-screening-for-insurers/
Anti-money Laundering laws impose an obligation on insurers to analyse their customers and their transactions to guard against money laundering. Life insurance contracts in particular are prone to situations that may be relevant to money laundering, such as:

AI decision automation for compliance
Asset Type : Ebook
Company Name : Actico
https://www.actico.com/knowledge-center/brochure-instant-payment-screenings/
This brochure discusses how banks are preparing for instant payment obligations, focusing on sanctions list screening. It covers topics such as the speed of instant payments, the challenges of screening despite bans, how banks organize incoming transfers, and the role of payment screening software and comparison algorithms in rejecting suspicious payments.

AI decision automation for compliance
Asset Type : Ebook
Company Name : Actico
https://www.actico.com/knowledge-center/whitepaper-the-future-wont-wait-rethink-compliance-drive-infinite-performance/
The role of compliance officers is growing more important — many now even act as strategic advisors to company management.

AI decision automation for compliance
Asset Type : Ebook
Company Name : Actico
https://www.actico.com/knowledge-center/ebook-transforming-commercial-lending/
Discover the game-changing strategies and insights that are revolutionizing the world of commercial lending. Uncover the untapped potential of this dynamic industry as we delve into the latest trends, innovative technologies, and expert perspectives. From streamlining processes to maximizing profitability, this document is your key to unlocking new opportunities in commercial lending. Download now and embark on a journey towards success in the ever-evolving landscape of finance.

Trade & communications monitoring
Asset Type : Guide
Company Name : NICE Actimize
https://info.niceactimize.com/Speed-and-Accuracy-Investigations-Guide.html
Financial crime investigations are more complex than ever. Manual processes add to the issue, causing lengthy investigations, inconsistencies and inefficiencies that put firms at risk.