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EMIR REFIT—One Year After Go-Live

Transaction reporting & best execution
Asset Type : Webinar
Company Name : Cappitech
https://www.cappitech.com/resources/emir-refit-one-year-after-go-live/
Listen to Ron Finberg, Igor Kaplun and Andy Shanaghy discuss the EMIR REFIT"s one year anniversary, while als…

Transaction reporting & best execution
Asset Type : Report
Company Name : Cappitech
https://www.cappitech.com/resources/key-reg-reporting-highlights-q1-2025/
Read about the latest news surrounding global regulatory regimes from our team as they explore topics such as EMEA …

Transaction reporting & best execution
Asset Type : Webinar
Company Name : Cappitech
https://www.cappitech.com/resources/understanding-sec-rule-10c-1a-what-you-need-to-know-before-the-go-live/
Listen to our webinar replay where our Jonathan Tsang and Thomas Veneziano from Pirum provide updates on the SEC 10…

Transaction reporting & best execution
Asset Type : Report
Company Name : Cappitech
https://www.cappitech.com/resources/guide-to-otc-derivative-reporting-of-vppas/
As technologies and regulations change, firms turn to third-party solutions to optimize their regulatory reporting….

Trade & communications monitoring
Asset Type : Ebook
Company Name : NICE Actimize
https://info.niceactimize.com/AML-Community-eBook.html
Traditional transaction monitoring tools often miss the bigger picture—overlooking how bad actors collaborate, evolve and conceal their activities within intricate networks.

Trade & communications monitoring
Asset Type : Report
Company Name : NICE Actimize
https://info.niceactimize.com/2025-Fraud-Insights-Report.html
The rapidly evolving fraud landscape within U.S. retail payments has introduced new challenges and opportunities for financial institutions.

Trade & communications monitoring
Asset Type : Ebook
Company Name : NICE Actimize
https://info.niceactimize.com/AI-Reshaping-Communications-Surveillance-eBook.html
In today"s financial services world, communications are how business gets done. But communications also are a source of risk. Market abuse and misconduct can hide in the thousands of chat messages, emails and calls your regulated employees make and receive, every day. Evolving market abuse tactics, new communication channels and devices, multi-language environments, and ever-changing trader jargon, can make regulatory compliance more challenging too. Read this eBook to explore six powerful ways that Actimize Intelligence AI is revolutionizing communications surveillance.

Trade & communications monitoring
Asset Type : Report
Company Name : NICE Actimize
https://info.niceactimize.com/FinCEN-SAR-Whitepaper.html
Regulatory reporting trends, specifically Suspicious Activity Reports (SARs), have provided new insight into fraud.

Trade & communications monitoring
Asset Type : Guide
Company Name : NICE Actimize
https://info.niceactimize.com/Speed-and-Accuracy-Investigations-Guide.html
Financial crime investigations are more complex than ever. Manual processes add to the issue, causing lengthy investigations, inconsistencies and inefficiencies that put firms at risk.