EMIR REFIT—One Year After Go-Live
Transaction reporting & best execution
Asset Type : Webinar
Company Name : Cappitech
Listen to Ron Finberg, Igor Kaplun and Andy Shanaghy discuss the EMIR REFIT"s one year anniversary, while als…
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Key Reg Reporting Highlights Q1 2025
Transaction reporting & best execution
Asset Type : Report
Company Name : Cappitech
Read about the latest news surrounding global regulatory regimes from our team as they explore topics such as EMEA …
Understanding SEC Rule 10c-1a: What you need to know before the go-live
Transaction reporting & best execution
Asset Type : Webinar
Company Name : Cappitech
Listen to our webinar replay where our Jonathan Tsang and Thomas Veneziano from Pirum provide updates on the SEC 10…
Guide to OTC Derivative Reporting of VPPAs
Transaction reporting & best execution
Asset Type : Report
Company Name : Cappitech
As technologies and regulations change, firms turn to third-party solutions to optimize their regulatory reporting….
Community Analytics: The Smart Way to Expose Hidden Criminal Communities
Trade & communications monitoring
Asset Type : Ebook
Company Name : NICE Actimize
Traditional transaction monitoring tools often miss the bigger picture—overlooking how bad actors collaborate, evolve and conceal their activities within intricate networks.
2025 Fraud Insights Report: U.S. Retail Payments Edition
Trade & communications monitoring
Asset Type : Report
Company Name : NICE Actimize
The rapidly evolving fraud landscape within U.S. retail payments has introduced new challenges and opportunities for financial institutions.
6 Ways Actimize Intelligence AI is Reshaping Communications Surveillance eBook
Trade & communications monitoring
Asset Type : Ebook
Company Name : NICE Actimize
In today"s financial services world, communications are how business gets done. But communications also are a source of risk. Market abuse and misconduct can hide in the thousands of chat messages, emails and calls your regulated employees make and receive, every day. Evolving market abuse tactics, new communication channels and devices, multi-language environments, and ever-changing trader jargon, can make regulatory compliance more challenging too. Read this eBook to explore six powerful ways that Actimize Intelligence AI is revolutionizing communications surveillance.
FinCEN SAR Data Explored | Implications on the Future of Fraud
Trade & communications monitoring
Asset Type : Report
Company Name : NICE Actimize
Regulatory reporting trends, specifically Suspicious Activity Reports (SARs), have provided new insight into fraud.
Speed & Accuracy in Investigations: 5 Key Focus Areas
Trade & communications monitoring
Asset Type : Guide
Company Name : NICE Actimize
Financial crime investigations are more complex than ever. Manual processes add to the issue, causing lengthy investigations, inconsistencies and inefficiencies that put firms at risk.