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Reporting & Regulatroy Submissions

Webinar – SVB collapse: The Importance of Strong Regulatory Reporting Systems

  • Regulatory regime reporting
  • Asset Type : Webinar
  • Company Name : Suade
  • https://suade.org/2023-03-31-webinar-svb-collapse-the-importance-of-strong-regulatory-reporting-systems/
  • The need for stronger risk management practices in the banking industry has become more apparent with the recent collapse of SVB, Credit Suisse, Signature Bank and the bank-led rescue of First Republic Bank.
Reporting & Regulatory Submissions
Reporting & Regulatroy Submissions

Webinar: Push vs Pull – The future of data collection

  • Regulatory regime reporting
  • Asset Type : Webinar
  • Company Name : Suade
  • https://suade.org/2023-01-26-webinar-push-vs-pull/
  • 26th June 2023: Could the financial industry move to a more regulator-led pull-based system? Would it make sense, what implications would it have and what would the new requirements for that pull system look like?
Reporting & Regulatory Submissions
Navigating what’s next: Key regulatory developments

Navigating what’s next: Key regulatory developments

  • Regulatory compliance for investment funds
  • Asset Type : Webinar
  • Company Name : FundApps
  • https://event.on24.com/wcc/r/4976269/ED0451A714FB9A37F321087BD9EE7D0F
  • Join our experts as they unpack what the delay means for firms, what"s changing across global regulation from Form PF and 13D/G to AIFMD II and geopolitical risk, and how to stay prepared. *Thursday 26 June | 3PM BST / 10AM EDT.*
Reporting & Regulatory Submissions
Reporting & Regulatroy Submissions

Let’s Talk SEC Disclosure Changes

  • Regulatory compliance for investment funds
  • Asset Type : Webinar
  • Company Name : FundApps
  • https://event.on24.com/wcc/r/4713580/04EFF6A06D43C6C42FB16DA57E34A684
  • Short timelines, recurring filings plus a global set of regulators that each play by their own rules and timelines, makes for an ever changing web. Hear about the latest changes in short selling rules in APAC and the UK, what automation can be brought to the processes and learn how they impact you.
Reporting & Regulatory Submissions
Reporting & Regulatroy Submissions

SEC proposed changes to Section 13D – G (pre SEC announcement)

  • Regulatory compliance for investment funds
  • Asset Type : Webinar
  • Company Name : FundApps
  • https://event.on24.com/wcc/r/4389850/6BC3237B1BDDDEDA5A0DA4E31F65819A
  • In this FundApps webinar, our panel of experts discussed the proposed amendments to SEC Section 13D-G reporting. With representatives from one of the world"s leading hedge funds and fund services providers, we dissect the SEC"s decision to extend the comment period, answer questions, and consider similar patterns across other proposed US rules.
Reporting & Regulatory Submissions
Reporting & Regulatroy Submissions

Let’s Talk SEC Changes: A ‘short’ update

  • Regulatory compliance for investment funds
  • Asset Type : Webinar
  • Company Name : FundApps
  • https://event.on24.com/wcc/r/4713580/04EFF6A06D43C6C42FB16DA57E34A684
  • Missed our live webinar on US short selling? No problem! Over 500 people joined, but you can still catch it on demand to find out if 13f-2 will be partially or fully vacated. We"ve been following this closely, and with expert insights, we break it all down for you.
Reporting & Regulatory Submissions
Reporting & Regulatroy Submissions

Aggregation: Why it needs more compliance attention

  • Regulatory compliance for investment funds
  • Asset Type : Webinar
  • Company Name : FundApps
  • https://event.on24.com/wcc/r/4515840/A638E10EDDBF7C911855D08D4986973B
  • Aggregation is one of 5 key pillars of the **LEADR Shareholding Disclosure framework**. The depth and breadth of its obligations are often underestimated. But its importance in surveillance and reporting can"t be overstated.
Reporting & Regulatory Submissions
Reporting & Regulatroy Submissions

Let’s Talk: Data

  • Regulatory compliance for investment funds
  • Asset Type : Webinar
  • Company Name : FundApps
  • https://event.on24.com/wcc/r/4389842/FF092F27774C611B27C127EAA7F8A6CC
  • In the rush to automate shareholding disclosure, there"s something that"s being overlooked:**data** . In an arena where errors can lead to severe legal and financial repercussions, the importance of having the right data, and using it in the right way, cannot be overstated.
Reporting & Regulatory Submissions
Reporting & Regulatroy Submissions

Region: Getting regulatory reporting right in new markets

  • Regulatory compliance for investment funds
  • Asset Type : Webinar
  • Company Name : FundApps
  • https://event.on24.com/wcc/r/4570233/224E4260605D002E4AED57886734BE55
  • We dive into Region—a crucial element of the LEADR Shareholding Disclosure framework. Discover why having a solid understanding of local laws and regulations is key when venturing into new markets. Get all the info you need in this webinar.
Reporting & Regulatory Submissions
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