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Reporting & Regulatroy Submissions

Webinar – SVB collapse: The Importance of Strong Regulatory Reporting Systems

Regulatory regime reporting

Asset Type : Webinar

Company Name : Suade

https://suade.org/2023-03-31-webinar-svb-collapse-the-importance-of-strong-regulatory-reporting-systems/

The need for stronger risk management practices in the banking industry has become more apparent with the recent collapse of SVB, Credit Suisse, Signature Bank and the bank-led rescue of First Republic Bank.

Reporting & Regulatroy Submissions

Webinar: Push vs Pull – The future of data collection

Regulatory regime reporting

Asset Type : Webinar

Company Name : Suade

https://suade.org/2023-01-26-webinar-push-vs-pull/

26th June 2023: Could the financial industry move to a more regulator-led pull-based system? Would it make sense, what implications would it have and what would the new requirements for that pull system look like?

Navigating what’s next: Key regulatory developments

Navigating what’s next: Key regulatory developments

Regulatory compliance for investment funds

Asset Type : Webinar

Company Name : FundApps

https://event.on24.com/wcc/r/4976269/ED0451A714FB9A37F321087BD9EE7D0F

Join our experts as they unpack what the delay means for firms, what"s changing across global regulation from Form PF and 13D/G to AIFMD II and geopolitical risk, and how to stay prepared. *Thursday 26 June | 3PM BST / 10AM EDT.*

Reporting & Regulatroy Submissions

Let’s Talk SEC Disclosure Changes

Regulatory compliance for investment funds

Asset Type : Webinar

Company Name : FundApps

https://event.on24.com/wcc/r/4713580/04EFF6A06D43C6C42FB16DA57E34A684

Short timelines, recurring filings plus a global set of regulators that each play by their own rules and timelines, makes for an ever changing web. Hear about the latest changes in short selling rules in APAC and the UK, what automation can be brought to the processes and learn how they impact you.

Reporting & Regulatroy Submissions

SEC proposed changes to Section 13D – G (pre SEC announcement)

Regulatory compliance for investment funds

Asset Type : Webinar

Company Name : FundApps

https://event.on24.com/wcc/r/4389850/6BC3237B1BDDDEDA5A0DA4E31F65819A

In this FundApps webinar, our panel of experts discussed the proposed amendments to SEC Section 13D-G reporting. With representatives from one of the world"s leading hedge funds and fund services providers, we dissect the SEC"s decision to extend the comment period, answer questions, and consider similar patterns across other proposed US rules.

Reporting & Regulatroy Submissions

Let’s Talk SEC Changes: A ‘short’ update

Regulatory compliance for investment funds

Asset Type : Webinar

Company Name : FundApps

https://event.on24.com/wcc/r/4713580/04EFF6A06D43C6C42FB16DA57E34A684

Missed our live webinar on US short selling? No problem! Over 500 people joined, but you can still catch it on demand to find out if 13f-2 will be partially or fully vacated. We"ve been following this closely, and with expert insights, we break it all down for you.

Reporting & Regulatroy Submissions

Aggregation: Why it needs more compliance attention

Regulatory compliance for investment funds

Asset Type : Webinar

Company Name : FundApps

https://event.on24.com/wcc/r/4515840/A638E10EDDBF7C911855D08D4986973B

Aggregation is one of 5 key pillars of the **LEADR Shareholding Disclosure framework**. The depth and breadth of its obligations are often underestimated. But its importance in surveillance and reporting can"t be overstated.

Reporting & Regulatroy Submissions

Let’s Talk: Data

Regulatory compliance for investment funds

Asset Type : Webinar

Company Name : FundApps

https://event.on24.com/wcc/r/4389842/FF092F27774C611B27C127EAA7F8A6CC

In the rush to automate shareholding disclosure, there"s something that"s being overlooked:**data** . In an arena where errors can lead to severe legal and financial repercussions, the importance of having the right data, and using it in the right way, cannot be overstated.

Reporting & Regulatroy Submissions

Region: Getting regulatory reporting right in new markets

Regulatory compliance for investment funds

Asset Type : Webinar

Company Name : FundApps

https://event.on24.com/wcc/r/4570233/224E4260605D002E4AED57886734BE55

We dive into Region—a crucial element of the LEADR Shareholding Disclosure framework. Discover why having a solid understanding of local laws and regulations is key when venturing into new markets. Get all the info you need in this webinar.