Reporting & Regulatory Submissions

Aggregation: Why it needs more compliance attention

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4515840/A638E10EDDBF7C911855D08D4986973B
Aggregation is one of 5 key pillars of the **LEADR Shareholding Disclosure framework**. The depth and breadth of its obligations are often underestimated. But its importance in surveillance and reporting can"t be overstated.

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4713580/04EFF6A06D43C6C42FB16DA57E34A684
Missed our live webinar on US short selling? No problem! Over 500 people joined, but you can still catch it on demand to find out if 13f-2 will be partially or fully vacated. We"ve been following this closely, and with expert insights, we break it all down for you.

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4389850/6BC3237B1BDDDEDA5A0DA4E31F65819A
In this FundApps webinar, our panel of experts discussed the proposed amendments to SEC Section 13D-G reporting. With representatives from one of the world"s leading hedge funds and fund services providers, we dissect the SEC"s decision to extend the comment period, answer questions, and consider similar patterns across other proposed US rules.

Compliance & reporting automation
Asset Type : White Paper
Company Name : Exiger
https://www.exiger.com/perspectives/exiger-leader-in-gartner-magic-quadrant/
A single end-to-end platform that integrates supplier discovery, risk monitoring, compliance, and remediation—powered by domain-specific AI and part-level data for unparalleled transparency.

Regulatory compliance for investment funds
Asset Type : Webinar
Company Name : FundApps
https://event.on24.com/wcc/r/4976269/ED0451A714FB9A37F321087BD9EE7D0F
Join our experts as they unpack what the delay means for firms, what"s changing across global regulation from Form PF and 13D/G to AIFMD II and geopolitical risk, and how to stay prepared. *Thursday 26 June | 3PM BST / 10AM EDT.*

Regulatory regime reporting
Asset Type : Webinar
Company Name : Suade
https://suade.org/2023-01-26-webinar-push-vs-pull/
26th June 2023: Could the financial industry move to a more regulator-led pull-based system? Would it make sense, what implications would it have and what would the new requirements for that pull system look like?

Regulatory regime reporting
Asset Type : Webinar
Company Name : Suade
https://suade.org/2023-03-31-webinar-svb-collapse-the-importance-of-strong-regulatory-reporting-systems/
The need for stronger risk management practices in the banking industry has become more apparent with the recent collapse of SVB, Credit Suisse, Signature Bank and the bank-led rescue of First Republic Bank.

Regulatory regime reporting
Asset Type : Webinar
Company Name : Suade
https://suade.org/2023-05-11-webinar-market-stress/
In light of recent market stress events and bank failures, it is crucial for financial institutions to reflect, analyze, and strengthen their operations. We had the opportunity to speak with industry experts Dharam Singla from ICICI Bank and Lax Seshan from State Bank of India"s UK operations to gain valuable insights on the topic.

Regulatory regime reporting
Asset Type : Webinar
Company Name : Suade
https://suade.org/webinar-the-future-of-regulatory-reporting-post-svb/
Explore the evolving dynamics between banks and regulators in the context of risk management. Fiona Humphries, former Senior Managing Director at Silicon Valley Bank, shared valuable insights and expertise on the subject. such as the impact of recent crises, the need for improved collaboration, the role of technology, and the path to enhancing risk management practices.