Discover the hidden insights of gated Reporting & Regulatory Submissions content. Unlock unique research, expert opinion, and deep thought leadership from one central place. Get white papers, webinars, reports, case studies, ebooks, and guides to accelerate your research.

Search

More Filters

$
$
Show More
23 Items Found
A to Z (title) Z to A (title) Latest listings Oldest listings Popular listings Random listings

More Filters

$
$
Show More
Reporting & Regulatroy Submissions

Aggregation: Why it needs more compliance attention

    Regulatory compliance for investment funds
    Asset Type : Webinar
    Company Name : FundApps
    https://event.on24.com/wcc/r/4515840/A638E10EDDBF7C911855D08D4986973B
    Aggregation is one of 5 key pillars of the **LEADR Shareholding Disclosure framework**. The depth and breadth of its obligations are often underestimated. But its importance in surveillance and reporting can"t be overstated.
Reporting & Regulatroy Submissions

Let’s Talk SEC Changes: A ‘short’ update

    Regulatory compliance for investment funds
    Asset Type : Webinar
    Company Name : FundApps
    https://event.on24.com/wcc/r/4713580/04EFF6A06D43C6C42FB16DA57E34A684
    Missed our live webinar on US short selling? No problem! Over 500 people joined, but you can still catch it on demand to find out if 13f-2 will be partially or fully vacated. We"ve been following this closely, and with expert insights, we break it all down for you.
Reporting & Regulatroy Submissions

SEC proposed changes to Section 13D – G (pre SEC announcement)

    Regulatory compliance for investment funds
    Asset Type : Webinar
    Company Name : FundApps
    https://event.on24.com/wcc/r/4389850/6BC3237B1BDDDEDA5A0DA4E31F65819A
    In this FundApps webinar, our panel of experts discussed the proposed amendments to SEC Section 13D-G reporting. With representatives from one of the world"s leading hedge funds and fund services providers, we dissect the SEC"s decision to extend the comment period, answer questions, and consider similar patterns across other proposed US rules.
Reporting & Regulatroy Submissions

Exiger Recognized as a Leader in the 2025 Gartner® Magic Quadrant™ for Supplier Risk Management Solutions

Navigating what’s next: Key regulatory developments

Navigating what’s next: Key regulatory developments

    Regulatory compliance for investment funds
    Asset Type : Webinar
    Company Name : FundApps
    https://event.on24.com/wcc/r/4976269/ED0451A714FB9A37F321087BD9EE7D0F
    Join our experts as they unpack what the delay means for firms, what"s changing across global regulation from Form PF and 13D/G to AIFMD II and geopolitical risk, and how to stay prepared. *Thursday 26 June | 3PM BST / 10AM EDT.*
Reporting & Regulatroy Submissions

Webinar – SVB collapse: The Importance of Strong Regulatory Reporting Systems

Reporting & Regulatroy Submissions

Webinar – Strategic Initiatives in the Wake Of Market Stress

    Regulatory regime reporting
    Asset Type : Webinar
    Company Name : Suade
    https://suade.org/2023-05-11-webinar-market-stress/
    In light of recent market stress events and bank failures, it is crucial for financial institutions to reflect, analyze, and strengthen their operations. We had the opportunity to speak with industry experts Dharam Singla from ICICI Bank and Lax Seshan from State Bank of India"s UK operations to gain valuable insights on the topic.
Reporting & Regulatroy Submissions

Webinar – The future of Regulatory reporting post – SVB

    Regulatory regime reporting
    Asset Type : Webinar
    Company Name : Suade
    https://suade.org/webinar-the-future-of-regulatory-reporting-post-svb/
    Explore the evolving dynamics between banks and regulators in the context of risk management. Fiona Humphries, former Senior Managing Director at Silicon Valley Bank, shared valuable insights and expertise on the subject. such as the impact of recent crises, the need for improved collaboration, the role of technology, and the path to enhancing risk management practices.